Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating holding a charter as a Chartered Financial Analyst ("CFA") in good standing as qualifying natural persons for accredited investor status.
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating holding a charter as a Chartered Financial Analyst ("CFA") in good standing as qualifying natural persons for accredited investor status.
BELLINGS Intelligence Score: 55
Why it matters
The SEC's consideration to designate professional credentials such as the CFA charter as qualifying for accredited investor status represents a significant regulatory development that could broaden investor eligibility and impact private capital markets, but it remains a proposal without immediate market disruption.
Sources
Federal Register
Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating holding a charter as a Chartered Financial Analyst ("CFA") in good standing as qualifying natural persons for accredited investor status.
Federal Register
Potential Designation of U.S. Certified Public Accountant License as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating holding a license as a U.S. certified public accountant (a "CPA") in good standing as qualifying natural persons for accredited investor status.
Federal Register
Potential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating passage of an accredited investor exam (the "Exam") to be developed by the Financial Industry Regulatory Authority, Inc. ("FINRA") as qualifying natural persons for accredited investor status.
Federal Register
Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating holding a certification as a Certified Financial Planner (a "CFP") in the United States in good standing as qualifying natural persons for accredited investor status.
Federal Register
Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 87) as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating the Investment Banking Representative license (Series 79) and the Research Analyst license (Series 86 and Series 87) as each independently qualifying natural persons for accredited investor status.